Keith Bayley Rogers & Co Limited

• Principal Place of Business

  83 Victoria Street

  London

  SW1H 0HW

  UNITED KINGDOM

  Phone

  +4402074644090

  Web

  https://www.kbrl.co.uk

• Complaints Contact

  83 Victoria Street

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402074644090

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niall Fraser Pearson

  IRN NFP01008

  • CF30 Customer (6 Mar 2013 to 1 Nov 2013)
• Nicola Frances Board

  IRN NFB01035

  • CF30 Customer (26 Mar 2008 to 19 Dec 2012)
• Patricia Ann Wild

  IRN PAW01132

  • CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
• Pieter Williem Gaspard Haitsma Mulier

  IRN PWH01054

  • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
• Priscilla Eileen Ross

  IRN PER01040

  • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
  • CF21 Investment Adviser (5 Sep 2003 to 31 Oct 2007)
• Rebecca Anne Albans

  IRN RAA01051

  • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
• Richard Alan Edmund Tremlett

  IRN RAT01011

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Richard James Wendon

  IRN RJW01199

  • CF26 Customer Trading (1 Dec 2001 to 19 Dec 2003)
• Richard Leonardo Gill

  IRN RLG01045

  • CF30 Customer (17 May 2016 to 23 Mar 2017)
• Richard Mannington Muir-Simpson

  IRN RMM01076

  • CF30 Customer (29 Jul 2010 to 4 Nov 2011)

No changes recorded yet.