Keith Bayley Rogers & Co Limited

• Principal Place of Business

  83 Victoria Street

  London

  SW1H 0HW

  UNITED KINGDOM

  Phone

  +4402074644090

  Web

  https://www.kbrl.co.uk

• Complaints Contact

  83 Victoria Street

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402074644090

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Stuart Lawday

  IRN RSL01019

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
• Robert Alan Elliott

  IRN RAE00004

  • CF2 Non Executive Director (17 Dec 2009 to 24 Jun 2013)
• Robert Frank Bartlett

  IRN RFB01036

  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Robert Paul Abel

  IRN RPA01019

  • CF1 Director (1 Dec 2001 to 3 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
• Rodney Arnold Fitzgerald

  IRN RAF01059

  • CF1 Director (1 Dec 2001 to 24 Jun 2013)
• Sean James Alexis Perry

  IRN SJP01133

  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Simon David Lloyd Frost

  IRN SDF01027

  • CF1 Director (6 Jan 2009 to 12 Dec 2012)
  • CF30 Customer (6 Jan 2009 to 12 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF3 Chief Executive (1 Dec 2001 to 3 Dec 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Dec 2004)
• Stephen James Clayson

  IRN SXC13112

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (18 Apr 2019 to 8 Dec 2019)
• Taleh Musayev

  IRN TXM01505

  • CF30 Customer (30 Apr 2014 to 8 Dec 2019)
• Timothy Edward Platt

  IRN TEP01014

  • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)

No changes recorded yet.