Simon David Lloyd Frost

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF1 Director (6 Jan 2009 to 12 Dec 2012)
    • CF30 Customer (6 Jan 2009 to 12 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
    • CF3 Chief Executive (1 Dec 2001 to 3 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Dec 2004)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF21 Investment Adviser (5 Apr 2004 to 4 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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