Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)
  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF1 Director (1 Dec 2001 to 3 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
    • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.