Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Redmayne-Bentley LLP
FRN 499510
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Oct 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.