Keith Bayley Rogers & Co Limited

• Principal Place of Business

  83 Victoria Street

  London

  SW1H 0HW

  UNITED KINGDOM

  Phone

  +4402074644090

  Web

  https://www.kbrl.co.uk

• Complaints Contact

  83 Victoria Street

  London

  EC2R 8AY

  UNITED KINGDOM

  Phone

  +4402074644090

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek Crowhurst

  IRN DXC01312

  • CF30 Customer (1 Nov 2007 to 12 Dec 2008)
  • CF1 Director (28 Jun 2004 to 12 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Donald Bryan Fotheringham

  IRN DBF01007

  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
• Edwin Michael Gomme

  IRN EMG00002

  • CF21 Investment Adviser (1 Jun 2002 to 5 Dec 2003)
• Eric James Boyle

  IRN EJB01135

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
• Fong Murray

  IRN FXL01026

  • CF23 Corporate Finance Adviser (9 Sep 2003 to 30 Dec 2005)
  • CF21 Investment Adviser (7 May 2003 to 30 Dec 2005)
• Francis John Phillip Madden

  IRN FJM01035

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Mar 2007)
• Giap Wang Chong

  IRN GWC01038

  • CF30 Customer (21 Apr 2011 to 29 Jan 2015)
• Graham Peter Atthill-Beck

  IRN GPA01018

  • [FCA CF] Client dealing (9 Dec 2020 to 25 Oct 2023)
  • CF30 Customer (9 Jan 2014 to 8 Dec 2019)
• Harold David Nass

  IRN HDN01002

  • CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2004)
  • CF27 Investment Management (1 Dec 2001 to 5 Apr 2004)
• Hedley Derek St John Wilson

  IRN HDS01028

  • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
  • CF23 Corporate Finance Adviser (13 Aug 2007 to 31 Oct 2007)

No changes recorded yet.