Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Keith Bayley Rogers & Co Limited
FRN 197385
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (19 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (7 May 2013 to 5 Oct 2017)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
- CF27 Investment Management (17 Oct 2005 to 31 Oct 2007)
- CF26 Customer Trading (17 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.