Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • [FCA CF] Client dealing (9 Dec 2020 to 25 Oct 2023)
    • CF30 Customer (9 Jan 2014 to 8 Dec 2019)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF3 Chief Executive (8 Jan 2004 to 19 Mar 2004)
    • CF8 Apportionment and Oversight (8 Jan 2004 to 19 Mar 2004)
    • CF21 Investment Adviser (12 Jun 2003 to 15 Oct 2004)
    • CF1 Director (12 Jun 2003 to 19 Mar 2004)
    • CF23 Corporate Finance Adviser (12 Jun 2003 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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