KBC Bank NV

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

  Web

  https://www.kbc.be

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Reynolds

  IRN DJR01178

  • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2006)
• David WAHI

  IRN DXW02030

  • [FCA CF] Client dealing (8 Mar 2021 to 30 Jun 2021)
• Deborah Anne Wright

  IRN DAW01230

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Dec 2021)
  • SMF16 Compliance Oversight (since 21 Dec 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 21 Dec 2021)
  • CF11 Money Laundering Reporting (20 May 2011 to 6 Mar 2016)
• Edward Thomas Brown

  IRN ETB01006

  • CF21 Investment Adviser (27 May 2003 to 1 Aug 2003)
• Filip Gils

  IRN FXG01262

  • SMF22 Other Local Responsibility (since 21 Dec 2021)
  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 21 Dec 2021)
  • CF29 Significant management (29 Sep 2014 to 6 Mar 2016)
• Gary Thomas McCausland

  IRN GTM01025

  • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2005)
• Gavin Allan

  IRN GXA01129

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Geert Mathieu Maria Henckens

  IRN GMH01155

  • CF29 Significant management (12 Feb 2014 to 13 Aug 2014)
• Gino Denis Maria Landuyt

  IRN GXL01284

  • CF21 Investment Adviser (25 Jan 2005 to 5 Mar 2007)
• Hamish Cameron Galbraith Marr

  IRN HCM01017

  • CF29 Significant management (1 Nov 2007 to 14 Jun 2010)
  • CF30 Customer (1 Nov 2007 to 14 Jun 2010)
  • CF9 EEA Investment Business Oversight (30 Jun 2006 to 5 Aug 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.