Edward Thomas Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Manager of certification employee (24 Oct 2022 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Sep 2019 to 31 Dec 2023)
    • [FCA CF] Material risk taker (9 Sep 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
  • KBC Bank NV (no longer approved here)

    FRN 186820

    • CF21 Investment Adviser (27 May 2003 to 1 Aug 2003)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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