David WAHI

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA

    FRN 139228

    • [FCA CF] Client dealing (since 12 Jul 2023)
  • KBC Bank NV (no longer approved here)

    FRN 186820

    • [FCA CF] Client dealing (8 Mar 2021 to 30 Jun 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Significant management (22 Feb 2018 to 6 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 6 Dec 2018)
    • [FCA CF] Material risk taker (22 Feb 2018 to 6 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Significant management (22 Feb 2018 to 28 Nov 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Nov 2020)
    • CF30 Customer (16 Sep 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (22 Feb 2018 to 6 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2018)
    • CF30 Customer (16 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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