KBC Bank NV

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

  Web

  https://www.kbc.be

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Justin Mark Chittock

  IRN JMC01219

  • CF30 Customer (1 Nov 2007 to 13 Aug 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kevin Pallett

  IRN KXP01153

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kyriacos Kythreotis

  IRN KXK01094

  • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
  • CF21 Investment Adviser (21 Feb 2005 to 31 Oct 2007)
• Lee Crooks

  IRN LRC01014

  • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
  • CF21 Investment Adviser (25 Feb 2003 to 31 Oct 2007)
• Michael David Broom

  IRN MDB01078

  • CF21 Investment Adviser (1 Dec 2001 to 8 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 May 2006)
• Michelle Marie Thompson

  IRN MMT00011

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Philip William John Exworthy

  IRN PWE01013

  • CF23 Corporate Finance Adviser (26 Jan 2005 to 3 May 2006)
• Robert Bruce

  IRN RAB01280

  • CF21 Investment Adviser (4 Sep 2003 to 18 Dec 2006)
• Sandra Coney

  IRN SXC01817

  • [FCA CF] Client dealing (7 Mar 2016 to 20 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
• Shahrear Haque

  IRN SAH01104

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

No changes recorded yet.