Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 6 Nov 2019)
    • [FCA CF] Manager of certification employee (since 6 Nov 2019)
    • [FCA CF] Material risk taker (since 6 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2019)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Material risk taker (since 6 Nov 2019)
    • [FCA CF] Manager of certification employee (since 6 Nov 2019)
    • [FCA CF] Client dealing (since 6 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 5 Aug 2019)
    • [FCA CF] Manager of certification employee (18 Dec 2018 to 5 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (16 Nov 2016 to 5 Aug 2019)
    • [FCA CF] Client dealing (16 Nov 2016 to 5 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jun 2016 to 5 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)
  • KBC Bank NV (no longer approved here)

    FRN 186820

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.