KBC Bank NV

• Principal Place of Business

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

  Web

  https://www.kbc.be

• Complaints Contact

  111 Old Broad Street

  London

  EC2N 1BR

  UNITED KINGDOM

  Phone

  +4402076385812

• Bank Deposits

  For Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Jenkins

  IRN SXJ01150

  • CF29 Significant management (1 Nov 2007 to 10 Oct 2013)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Stephen Charles Shears

  IRN SCS01077

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen George Penny

  IRN SGP01053

  • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)
• Stephen Robert Picton-Pegg

  IRN SRP01066

  • CF30 Customer (1 Nov 2007 to 23 Mar 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stuart Anthony Farnell

  IRN SAF01075

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
• Susan Patricia Lambert

  IRN SPL01042

  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 May 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 5 Aug 2008)
• Susan Wendy Anne Crees

  IRN SWH01036

  • CF21 Investment Adviser (26 Jun 2003 to 6 Jun 2006)
• Theo Ludo Martin Speelmans

  IRN TLS01033

  • SMF21 EEA Branch Senior Manager (EBSM) (12 Apr 2016 to 18 Jun 2018)
• Thomas Maurice O'Connor

  IRN TMO01008

  • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Toon Boyen

  IRN TXB00158

  • [FCA CF] Manager of certification employee (8 Mar 2021 to 31 Oct 2022)

No changes recorded yet.