Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KBC Bank NV (no longer approved here)

    FRN 186820

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (21 Feb 2005 to 31 Oct 2007)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF21 Investment Adviser (15 Jun 2004 to 31 Dec 2004)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.