Julian Harris Financial Consultants

• Principal Place of Business

  Julian Harris House

  Musgrove Stores

  Musgrove

  Ashford

  Kent

  TN23 7UN

  UNITED KINGDOM

  Phone

  +4401233661960

  Web

  https://www.julianharris.net

• Complaints Contact

  Julian Harris House

  Musgrove Stores

  Musgrove

  Ashford

  Kent

  TN23 7UN

  UNITED KINGDOM

  Phone

  +4401233661960

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling in connection with investment advice, buy to let and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Owen Murfitt

  IRN OXM00001

  • [FCA CF] Client dealing (31 Jan 2022 to 10 Oct 2022)
  • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 10 Oct 2022)
• Paul Davies

  IRN PXD01571

  • CF30 Customer (18 May 2009 to 7 Feb 2010)
• Paul John Hoskin

  IRN PJH00155

  • CF30 Customer (16 Jul 2012 to 21 Mar 2014)
• Paul Lloyd Williams

  IRN PLW00011

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • Appointed representative dealing with clients for which they require qualification (since 27 Jan 2021)
  • CF30 Customer (since 2 Dec 2020)
  • CF1 Director (AR) (since 2 Dec 2020)
• Payam Azadi

  IRN PXA01415

  • CF1 Director (AR) (27 Sep 2011 to 14 Dec 2016)
• Peter James Edward Healy

  IRN PJH00127

  • CF30 Customer (2 Jun 2009 to 18 May 2017)
• Peter Timothy Dennehy

  IRN PTD01025

  • CF30 Customer (15 Feb 2016 to 19 Apr 2020)
• Philip Arthur Henry

  IRN HXP00014

  • [FCA CF] Significant management (5 May 2021 to 30 Aug 2022)
• Philip Richard McCarthy

  IRN PRM00050

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Prem Pradeep Mylvaganam

  IRN PPM01023

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 18 Oct 2022)
  • CF30 Customer (3 Oct 2022 to 13 Apr 2023)

• Robert Augustus Warren (no longer appointed)

  FRN 512565 · Appointed 26 Apr 2012 · Until 24 Aug 2012

• MHC FINANCIAL ADVISERS LTD (no longer appointed)

  FRN 573922 · Appointed 31 Jan 2012 · Until 1 Feb 2012

• City View Wealth Management (no longer appointed)

  FRN 569062 · Appointed 17 Nov 2011 · Until 16 Feb 2012

• Niche Advice Limited (no longer appointed)

  FRN 518491 · Appointed 12 Sep 2011 · Until 14 Dec 2016

• Leacon Properties Limited (no longer appointed)

  FRN 502604 · Appointed 6 Sep 2011 · Until 13 Aug 2013

• Richard John Ayres (no longer appointed)

  FRN 194264 · Appointed 5 Sep 2011 · Until 10 Dec 2012

• Nestor Arda (no longer appointed)

  FRN 215698 · Appointed 24 Jun 2010 · Until 22 Jun 2011

• Heather Dunne (no longer appointed)

  FRN 524600 · Appointed 24 May 2010 · Until 6 Oct 2011

• K & N Financial Services (no longer appointed)

  FRN 522388 · Appointed 16 Apr 2010 · Until 29 Apr 2010

• Larry Sunga (no longer appointed)

  FRN 463388 · Appointed 26 Mar 2010 · Until 22 Jun 2011

No changes recorded yet.