Peter Timothy Dennehy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lytton Financial Limited

    FRN 912872

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • Responsibility for MCD Intermediation (since 1 May 2020)
    • Responsible for Insurance Distribution (since 1 May 2020)
    • SMF16 Compliance Oversight (since 1 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2020)
    • SMF3 Executive Director (since 1 May 2020)
    • [FCA CF] Client dealing (since 1 May 2020)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (15 Feb 2016 to 19 Apr 2020)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (15 Aug 2014 to 17 Feb 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (21 Feb 2013 to 23 Sep 2013)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (21 Feb 2013 to 23 Sep 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Jan 2010 to 28 Mar 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (529)Employed By (13 Jan 2010 to 28 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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