Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Sep 2017)
    • CF1 Director (AR) (since 20 Sep 2017)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 May 2016)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 4 Nov 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2014 to 4 Nov 2019)
    • CF30 Customer (1 Apr 2014 to 8 Nov 2017)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
    • (2)Employed By (since 20 Sep 2017)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (16 Jul 2012 to 21 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.