Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Sep 2017)
- CF1 Director (AR) (since 20 Sep 2017)
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HOSKIN FINANCIAL PLANNING LTD
FRN 613005
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 5 May 2016)
- CF11 Money Laundering Reporting (1 Apr 2014 to 4 Nov 2019)
- CF1 Director (1 Apr 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Apr 2014 to 4 Nov 2019)
- CF30 Customer (1 Apr 2014 to 8 Nov 2017)
- Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
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Frederick Charles Wealth Management Ltd
FRN 789009
- (2)Employed By (since 20 Sep 2017)
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- CF30 Customer (16 Jul 2012 to 21 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.