Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Horne

    IRN NXH01371

    • [FCA CF] Manager of certification employee (since 5 Sep 2025)
    • [FCA CF] Manager of certification employee (7 Apr 2021 to 12 Aug 2025)
  • Nicholas Malangone

    IRN NPM01041

    • [FCA CF] Material risk taker (since 26 Sep 2023)
  • O'Brien Ezekiel Bennett

    IRN OXB46436

    • SMF3 Executive Director (21 May 2020 to 14 Jul 2025)
  • Omar Negyal

    IRN ORN01001

    • [FCA CF] Material risk taker (since 14 Aug 2024)
  • Ove Fladberg

    IRN OXF00009

    • [FCA CF] Material risk taker (since 11 Jan 2021)
  • Patrice Koye Fa Wan Hok Chee

    IRN PKW01016

    • CF30 Customer (24 Jul 2014 to 11 Feb 2019)
  • Patrick Thomson

    IRN PXT01116

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Material risk taker (since 29 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Nov 2020)
    • CF3 Chief Executive (30 May 2018 to 8 Dec 2019)
    • CF1 Director (30 May 2018 to 8 Dec 2019)
  • Paul Bateman

    IRN PTB01019

    • CF1 Director (1 Dec 2001 to 8 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Jan 2004)
  • Paul Farrell

    IRN PLF01010

    • [FCA CF] Manager of certification employee (since 26 Nov 2025)
  • Paul J Ryan

    IRN PXR00346

    • [FCA CF] Manager of certification employee (since 6 Sep 2023)
    • [FCA CF] Material risk taker (since 3 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.