Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Material risk taker (since 29 Oct 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2020)
    • CF1 Director (30 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (30 May 2018 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 29 Sep 2021)
    • [FCA CF] Significant management (since 28 Mar 2019)
    • [FCA CF] Material risk taker (28 Mar 2019 to 29 Oct 2021)
    • CF27 Investment Management (29 Apr 2002 to 31 Dec 2003)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 27 Mar 2020)
    • CF1 Director (30 May 2018 to 6 Dec 2019)
    • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (30 May 2018 to 8 Dec 2019)
    • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
    • CF1 Director (27 Jul 2016 to 8 Dec 2019)
    • CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.