Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Manager of certification employee (since 22 May 2023)
- [FCA CF] Material risk taker (since 29 Oct 2021)
- SMF1 Chief Executive (9 Dec 2019 to 10 Nov 2020)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2020)
- CF1 Director (30 May 2018 to 8 Dec 2019)
- CF3 Chief Executive (30 May 2018 to 8 Dec 2019)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 29 Sep 2021)
- [FCA CF] Significant management (since 28 Mar 2019)
- [FCA CF] Material risk taker (28 Mar 2019 to 29 Oct 2021)
- CF27 Investment Management (29 Apr 2002 to 31 Dec 2003)
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J.P. Morgan Investment Management Inc
FRN 119267
- SMF19 Head of Overseas Branch/Head of Overseas (since 27 Mar 2020)
- CF1 Director (30 May 2018 to 6 Dec 2019)
- CF30 Customer (7 Dec 2017 to 8 Dec 2019)
- CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (30 May 2018 to 8 Dec 2019)
- CF30 Customer (7 Dec 2017 to 8 Dec 2019)
- CF1 Director (27 Jul 2016 to 8 Dec 2019)
- CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.