Paul Bateman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Material risk taker (12 Dec 2019 to 11 Aug 2022)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Jan 2004)
    • CF1 Director (1 Dec 2001 to 8 Jan 2004)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF8 Apportionment and Oversight (11 Oct 2005 to 31 Jan 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Jan 2004)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF8 Apportionment and Oversight (11 Oct 2005 to 31 Jan 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF1 Director (1 Dec 2001 to 8 Jan 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Jan 2004)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.