Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Whooley

    IRN PCW01083

    • CF30 Customer (10 Jun 2015 to 17 Nov 2018)
  • Paul Zummo

    IRN PXZ00026

    • [FCA CF] Material risk taker (11 Mar 2024 to 8 Jan 2026)
  • Peter Bradford Demong

    IRN PBD01016

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2020)
    • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
  • Peter Reilly

    IRN PMR01077

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Peter Schwicht

    IRN PXS02240

    • CF3 Chief Executive (20 Sep 2012 to 31 Oct 2014)
    • CF1 Director (20 Sep 2012 to 31 Oct 2014)
  • Philippe Quix

    IRN PXQ35185

    • [FCA CF] Manager of certification employee (30 Dec 2019 to 13 Jun 2021)
  • Piera Elisa Grassi

    IRN PEG01040

    • [FCA CF] Material risk taker (since 5 Sep 2025)
  • Prashant Sharma

    IRN PXS01638

    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
  • Raffaele Zingone

    IRN RXZ00062

    • [FCA CF] Material risk taker (since 11 Nov 2025)
  • Rajneesh Kumar Singh

    IRN RKS01071

    • CF30 Customer (24 Jul 2014 to 28 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.