Prashant Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Manager of certification employee (since 6 Nov 2025)
    • [FCA CF] Client dealing (since 11 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2020)
    • CF30 Customer (5 Jul 2013 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Manager of certification employee (since 6 Nov 2025)
    • [FCA CF] Client dealing (since 11 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Jun 2020)
    • CF30 Customer (5 Jul 2013 to 8 Dec 2019)
  • JPMorgan Funds Limited

    FRN 119346

    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (3 Nov 2025 to 6 Mar 2026)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (30 Aug 2011 to 8 Jun 2013)
  • Gordian Knot Limited (no longer approved here)

    FRN 170759

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF27 Investment Management (2 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.