Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetCanary WharfLondonE14 5JPUNITED KINGDOM- Phone
- +442034936310
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Complaints Contact
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +4402034936310
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trade Settlement Routing
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Patrick Joseph Mahon
IRN PJM01220
- (868)CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
- (869)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
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Patrick Moisy
IRN PXM02148
- (1917)[FCA CF] Manager of certification employee (8 Mar 2023 to 12 Feb 2025)
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Patrick Standaert
IRN PFS01044
- (2342)CF21 Investment Adviser (2 Aug 2004 to 12 Jul 2007)
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Patrick Tuin
IRN PXT01314
- (1109)CF21 Investment Adviser (31 Aug 2006 to 29 Oct 2007)
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Patrik Czornik
IRN PXC01737
- (2131)[FCA CF] Manager of certification employee (28 Feb 2024 to 10 May 2026)
- (2130)[FCA CF] Client dealing (28 Feb 2024 to 10 May 2026)
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Patrik Mattias Jernmark
IRN PMJ01035
- (209)CF21 Investment Adviser (24 Sep 2004 to 29 May 2007)
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Patryk Kris Dyjecinski
IRN PKD01004
- (3314)CF30 Customer (1 Nov 2007 to 8 Apr 2008)
- (3315)CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
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Paul Abecassis
IRN PXA01112
- (812)CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- (816)CF1 Director (25 Mar 2004 to 25 Jun 2008)
- (815)CF8 Apportionment and Oversight (25 Mar 2004 to 1 Mar 2007)
- (813)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- (814)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Mar 2004)
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Paul Allan
IRN PXA20250
- (2924)CF30 Customer (13 Sep 2019 to 21 Oct 2019)
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Paul Anthony Weir
IRN PAW01185
- (1091)CF21 Investment Adviser (8 Jul 2005 to 2 Feb 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (808)[FCA CF] Client dealing
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controlled function added: (807)[FCA CF] Client dealing
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controlled function added: (806)[FCA CF] Client dealing
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controlled function added: (805)[FCA CF] Manager of certification employee
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controlled function added: (804)[FCA CF] Client dealing
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controlled function added: (803)[FCA CF] Client dealing
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controlled function added: (802)[FCA CF] Client dealing
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controlled function added: (801)[FCA CF] Client dealing
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controlled function added: (800)[FCA CF] Client dealing
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controlled function added: (799)[FCA CF] Client dealing