Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Aug 2022)
    • [FCA CF] Material risk taker (since 7 Mar 2018)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • [FCA CF] Significant management (since 9 Aug 2022)
    • [FCA CF] Material risk taker (since 7 Mar 2018)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (2 Aug 2004 to 12 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.