Patrick Moisy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (25 Feb 2021 to 24 May 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 May 2019)
    • CF29 Significant management (6 Jul 2011 to 6 Mar 2016)
    • CF30 Customer (29 Oct 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 May 2019)
    • CF29 Significant management (6 Jul 2011 to 6 Mar 2016)
    • CF30 Customer (29 Oct 2010 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (8 Mar 2023 to 12 Feb 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (24 Sep 2020 to 1 Dec 2021)
    • [FCA CF] Material risk taker (22 Nov 2019 to 1 Dec 2021)
    • [FCA CF] Significant management (13 Apr 2017 to 9 Sep 2019)
    • [FCA CF] Client dealing (13 Apr 2017 to 8 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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