Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 28 Feb 2024)
- [FCA CF] Client dealing (since 28 Feb 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 2 Sep 2022)
- [FCA CF] Material risk taker (since 8 Apr 2022)
- [FCA CF] Client dealing (since 8 Apr 2022)
- [FCA CF] Material risk taker (22 Mar 2021 to 1 Nov 2021)
- [FCA CF] Manager of certification employee (14 Oct 2019 to 10 Jan 2020)
- [FCA CF] Client dealing (10 Sep 2019 to 18 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.