Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF1 Director (20 Jan 2009 to 6 Mar 2017)
    • CF29 Significant management (16 Sep 2008 to 1 Mar 2017)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.