Johnston Financial Limited

Date authorised
1 April 2013
Companies House
SC108188
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Amber River Johnston Financial
    5 Lochside Way
    Edinburgh
    EH12 9DT
    UNITED KINGDOM
    Phone
    +4401315564540
    Web
    https://www.amberriver.com/jf

  • Complaints Contact

    Amber River Johnston Financial
    5 Lochside Way
    Edinburgh
    EH12 9DT
    UNITED KINGDOM
    Phone
    +4401315564540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities order).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Conor Rollins

    IRN CXR01215

    • CF21 Investment Adviser (26 Apr 2005 to 1 Aug 2006)
    • CF22 Investment Adviser (Trainee) (10 Dec 2003 to 26 Apr 2005)
  • David Lee Boswell

    IRN DLB01081

    • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 4 May 2007)
    • CF4 Partner (AR) (30 Jan 2006 to 30 Jan 2006)
  • Denise Gaunt

    IRN DXG01363

    • CF1 Director (AR) (15 Sep 2006 to 6 Sep 2010)
  • Donald John Macaulay

    IRN DJM01663

    • CF30 Customer (12 Oct 2015 to 2 Jan 2019)
  • Fiona Elizabeth Laughlin

    IRN FEL01011

    • CF22 Investment Adviser (Trainee) (6 Mar 2007 to 31 Oct 2007)
  • Garry John Heath

    IRN GJH01124

    • CF1 Director (AR) (17 Jul 2003 to 15 Aug 2006)
  • Geoffrey Gaunt

    IRN GXG01226

    • CF1 Director (AR) (3 Sep 2012 to 5 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (16 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2004 to 10 May 2005)
  • Graeme Pegman

    IRN GXP01336

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (4 Jan 2013 to 8 Dec 2019)
  • Graham Rigby Spencer

    IRN GRS00048

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Oct 2010 to 13 Aug 2018)
  • Grant Robert Pollock

    IRN GRP01066

    • CF30 Customer (26 Feb 2010 to 13 Dec 2010)
    • CF4 Partner (AR) (12 Feb 2007 to 5 Mar 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.