David Lee Boswell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • CF30 Customer (1 Nov 2007 to 24 Dec 2007)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 4 May 2007)
    • CF4 Partner (AR) (30 Jan 2006 to 30 Jan 2006)
  • Heritable Financial Planning LLP (no longer approved here)

    FRN 447061

    • Employed By (30 Jan 2006 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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