Graeme Pegman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (4 Jan 2013 to 8 Dec 2019)
  • Johnston Financial Ltd (no longer approved here)

    FRN 230877

    • Employed By (1 Dec 2013 to 8 Dec 2019)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.