Johnston Financial Limited

• Principal Place of Business

  Amber River Johnston Financial

  5 Lochside Way

  Edinburgh

  EH12 9DT

  UNITED KINGDOM

  Phone

  +4401315564540

  Web

  https://www.amberriver.com/jf

• Complaints Contact

  Amber River Johnston Financial

  5 Lochside Way

  Edinburgh

  EH12 9DT

  UNITED KINGDOM

  Phone

  +4401315564540

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities order).

• Hamish Ian Strathairn

  IRN HIS01004

  • [FCA CF] Functions requiring qualifications (16 Oct 2023 to 25 Jun 2025)
  • [FCA CF] Client dealing (16 Oct 2023 to 25 Jun 2025)
• Hugo Daniel Charles Cannon

  IRN HDC01013

  • CF30 Customer (27 Jan 2010 to 1 Jun 2015)
• James Reekie

  IRN JXR10509

  • [FCA CF] Client dealing (9 May 2022 to 31 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 May 2022 to 31 Jan 2023)
• John Nicholas Paul

  IRN JNP01028

  • CF30 Customer (8 Jul 2008 to 11 Nov 2011)
• John Patrick McArdle

  IRN JPM00005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 18 Jul 2018)
  • Responsible for Insurance Mediation (18 Jul 2018 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (AR) (8 Feb 2007 to 5 Mar 2010)
  • CF1 Director (AR) (5 May 2005 to 16 Jul 2018)
  • CF1 Director (8 Mar 2002 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan McGlynn

  IRN JXM00023

  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
• Jonathan Stuart McCullough

  IRN JSM00007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2023)
• Laura Joanne Fair

  IRN LJF01050

  • CF30 Customer (28 May 2013 to 10 Jan 2014)
• Matthew John Lean

  IRN MXL00505

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 19 Aug 2025)
  • [FCA CF] Client dealing (since 19 Aug 2025)
• Michael Anthony Owen

  IRN MAO01047

  • CF30 Customer (9 Jan 2009 to 30 Dec 2010)
  • CF21 Investment Adviser (22 Nov 2005 to 15 Aug 2006)
  • CF22 Investment Adviser (Trainee) (17 Jul 2003 to 22 Nov 2005)
  • CF1 Director (AR) (17 Jul 2003 to 15 Aug 2006)

• Wealth & Safety (UK) Ltd (no longer appointed)

  FRN 586085 · Appointed 9 Aug 2012 · Until 5 Nov 2015

• J F Mortgages LLP (no longer appointed)

  FRN 460387 · Appointed 23 Nov 2006 · Until 5 Mar 2010

• Heritable Financial Planning LLP (no longer appointed)

  FRN 447061 · Appointed 18 Jan 2006 · Until 18 Jan 2006

• Quest Financial Planning Ltd (no longer appointed)

  FRN 432353 · Appointed 6 May 2005 · Until 6 Sep 2010

• Johnston Financial Ltd (no longer appointed)

  FRN 230877 · Appointed 7 Jan 2004 · Until 17 Sep 2018

• Special Risks Bureau Ltd (no longer appointed)

  FRN 226208 · Appointed 9 Jul 2003 · Until 15 Aug 2006

• Clare R Giles Ltd (no longer appointed)

  FRN 218566 · Appointed 5 Sep 2002 · Until 3 Mar 2022

No changes recorded yet.