John Nicholas Paul

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nicholas Paul Wealth Management Limited

    FRN 1007669

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
    • Responsible for Insurance Distribution (since 26 Apr 2024)
    • SMF16 Compliance Oversight (since 26 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Apr 2024)
    • SMF3 Executive Director (since 26 Apr 2024)
    • [FCA CF] Client dealing (since 26 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (11 Sep 2019 to 31 Mar 2024)
    • CF1 Director (AR) (11 Sep 2019 to 31 Mar 2024)
  • Nicholas Paul Wealth Management Limited (no longer approved here)

    FRN 913072

    • Employed By (11 Sep 2019 to 31 Mar 2024)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • CF30 Customer (22 May 2017 to 18 Jun 2019)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • CF30 Customer (8 Jul 2008 to 11 Nov 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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