Conor Rollins

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
    • [FCA CF] Client dealing (since 28 Mar 2025)
  • MC3 Investments

    FRN 196849

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (3 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (3 Mar 2017 to 8 Dec 2019)
  • Carleton Financial Planning Limited (no longer approved here)

    FRN 138117

    • CF30 Customer (1 Nov 2012 to 2 Mar 2017)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 27 Sep 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (9 Oct 2006 to 30 Oct 2006)
  • HORIZON FINANCIAL MANAGEMENT LTD (no longer approved here)

    FRN 424740

    • (8)Employed By (9 Oct 2006 to 30 Oct 2006)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • CF21 Investment Adviser (26 Apr 2005 to 1 Aug 2006)
    • CF22 Investment Adviser (Trainee) (10 Dec 2003 to 26 Apr 2005)
  • Johnston Financial Ltd (no longer approved here)

    FRN 230877

    • Employed By (1 Jul 2004 to 1 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  2. controlled function added: (8)Employed By at HORIZON FINANCIAL MANAGEMENT LTD