MC3 Investments

• Principal Place of Business

  2 May Avenue

  Bangor

  County Down

  BT20 4JT

  UNITED KINGDOM

  Phone

  +4402890424262

  Web

  https://www.mc3inv.com

• Complaints Contact

  2 May Avenue

  Bangor

  County Down

  BT20 4JT

  UNITED KINGDOM

  Phone

  +4402890424262

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conor Rollins

  IRN CXR01215

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (3 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2017 to 8 Dec 2019)
• David Francis McCaw

  IRN DFM00004

  • CF30 Customer (1 Nov 2007 to 13 Mar 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 13 Mar 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 13 Mar 2017)
• Edward Charles McAnoy

  IRN EXM00064

  • CF4 Partner (8 May 2003 to 28 May 2003)
• John Philip Grant Edwards

  IRN JPE00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Apr 2023)
  • SMF16 Compliance Oversight (since 20 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (29 Mar 2017 to 30 Sep 2018)
  • CF4 Partner (28 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
• Laurence Anthony Crockford

  IRN LXC00024

  • CF21 Investment Adviser (2 Sep 2005 to 28 Oct 2005)
  • CF4 Partner (10 Dec 2002 to 28 Oct 2005)
• Neale McCullough

  IRN NXM00014

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 24 Feb 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
  • SMF27 Partner (9 Dec 2019 to 24 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2023)
  • CF10 Compliance Oversight (27 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Nicola Judith McIlhagger

  IRN NJM01113

  • CF4 Partner (14 Sep 2004 to 8 Feb 2005)
• Reginald Gordon McCadden

  IRN RGM00012

  • CF21 Investment Adviser (1 Dec 2001 to 19 May 2003)
  • CF4 Partner (1 Dec 2001 to 19 May 2003)

No changes recorded yet.