Neale McCullough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MC3 Investments (no longer approved here)

    FRN 196849

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 24 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2023)
    • SMF27 Partner (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • CF10 Compliance Oversight (27 Oct 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.