Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Robert Gambi
IRN RJG01150
- CF1 Director (1 Dec 2001 to 26 Apr 2002)
Robert Henry Hyde Villiers
IRN RHV01009
- CF30 Customer (1 Nov 2007 to 5 Dec 2011)
- CF27 Investment Management (20 Apr 2004 to 31 Oct 2007)
Robert John Gregor
IRN RJG01161
- CF1 Director (20 Jun 2002 to 28 Nov 2003)
Robert Lorne Thomas
IRN RLT01009
- CF27 Investment Management (31 May 2005 to 11 Jun 2005)
Robert Parker
IRN RWP01037
- CF30 Customer (1 Nov 2007 to 12 Feb 2018)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Robert Ross MacLean
IRN RRM01009
- CF11 Money Laundering Reporting (5 Sep 2003 to 19 Sep 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 2 Dec 2005)
Robin Alexander MacDonald Baillie
IRN RAB01156
- CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2005)
Roger Philip Yates
IRN RPY01006
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 5 Nov 2008)
- CF3 Chief Executive (1 Dec 2001 to 5 Nov 2007)
Roger Thompson
IRN RMT01039
- [FCA CF] Material risk taker (17 Apr 2020 to 10 Mar 2026)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 10 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF1 Director (17 Jan 2019 to 8 Dec 2019)
Ronan Francis Kelleher
IRN RFK01017
- CF30 Customer (2 Jul 2013 to 10 Feb 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.