Roger Philip Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • SMF12 Chair of the Remuneration Committee (1 Jan 2023 to 1 Oct 2025)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • SMF12 Chair of the Remuneration Committee (1 Jan 2023 to 1 Oct 2025)
    • CF2 Non Executive Director (10 Oct 2017 to 8 Dec 2019)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • SMF12 Chair of the Remuneration Committee (1 Jan 2023 to 1 Oct 2025)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF7 Group Entity Senior Manager (12 Jul 2022 to 18 May 2023)
    • SMF12 Chair of the Remuneration Committee (12 Jul 2022 to 12 Jul 2022)
    • SMF14 Senior Independent Director (10 Dec 2018 to 17 May 2021)
    • SIMF14 Senior Independent Director (8 Oct 2018 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (12 Nov 2013 to 6 Mar 2016)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF7 Group Entity Senior Manager (12 Jul 2022 to 18 May 2023)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF7 Group Entity Senior Manager (7 Sep 2020 to 18 May 2023)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Sep 2020)
    • CF2 Non Executive Director (12 Nov 2013 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2023)
    • CF2 Non Executive Director (12 Nov 2013 to 8 Dec 2019)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF2 Non Executive Director (26 Nov 2009 to 15 Oct 2015)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF2 Non Executive Director (26 Nov 2009 to 15 Oct 2015)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF1 Director (23 Jun 2003 to 3 May 2006)
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Recent activity

Updates to this individual's record on the FCA register.

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