Roger Philip Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF1 Director (1 Dec 2001 to 5 Nov 2008)
    • CF3 Chief Executive (1 Dec 2001 to 5 Nov 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF1 Director (1 Dec 2001 to 5 Nov 2008)
    • CF3 Chief Executive (1 Dec 2001 to 5 Nov 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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