Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Client dealing (since 1 Jan 2026)
- [FCA CF] Material risk taker (since 1 Jan 2026)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
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- CF29 Significant management (28 Apr 2014 to 31 Dec 2015)
- CF27 Investment Management (1 Dec 2001 to 26 Apr 2002)
- CF1 Director (1 Dec 2001 to 26 Apr 2002)
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- CF30 Customer (1 Nov 2007 to 16 Oct 2013)
- CF1 Director (5 May 2006 to 14 Feb 2007)
- CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
- CF27 Investment Management (5 May 2006 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 26 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.