Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2025)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF29 Significant management (28 Apr 2014 to 31 Dec 2015)
    • CF27 Investment Management (1 Dec 2001 to 26 Apr 2002)
    • CF1 Director (1 Dec 2001 to 26 Apr 2002)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 16 Oct 2013)
    • CF1 Director (5 May 2006 to 14 Feb 2007)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (5 May 2006 to 31 Oct 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF1 Director (1 Dec 2001 to 26 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.