Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BASALT INFRASTRUCTURE PARTNERS LLP
FRN 549766
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 Feb 2012 to 8 Dec 2019)
- CF30 Customer (2 Feb 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Sep 2010)
- CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
- CF3 Chief Executive (15 Dec 2006 to 1 May 2009)
- CF8 Apportionment and Oversight (15 Dec 2006 to 31 Oct 2007)
- CF27 Investment Management (15 Dec 2006 to 31 Oct 2007)
- CF1 Director (15 Dec 2006 to 10 Sep 2010)
- CF10 Compliance Oversight (15 Dec 2006 to 1 May 2009)
- CF11 Money Laundering Reporting (15 Dec 2006 to 12 Mar 2010)
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- CF1 Director (20 Jun 2002 to 28 Nov 2003)
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- CF1 Director (20 Jun 2002 to 28 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.