James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Constantine

  IRN DXC54777

  • [FCA CF] Material risk taker (31 Mar 2021 to 26 Aug 2021)
  • [FCA CF] Significant management (3 Jan 2020 to 7 Nov 2020)
• David Curtis

  IRN DXC78577

  • [FCA CF] Functions requiring qualifications (4 May 2020 to 30 Jun 2021)
• David Ede

  IRN DXE54778

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
• David Henry Baker

  IRN DHB01064

  • CF1 Director (24 Sep 2003 to 23 Jan 2006)
  • CF17 Significant Mgt (Other Business Operations) (15 Sep 2003 to 12 Sep 2003)
• David Keith Page

  IRN DKP01011

  • CF1 Director (10 Nov 2015 to 15 Jul 2016)
• David Martin Green

  IRN DMG01077

  • CF1 Director (17 Dec 2007 to 10 Mar 2010)
• David Richard Ernest Saer

  IRN DXS01785

  • CF13 Finance (1 Sep 2005 to 1 Sep 2006)
  • CF1 Director (1 Sep 2005 to 1 Sep 2006)
• David Victor Paige

  IRN DVP01012

  • SMF11 Chair of the Audit Committee (16 May 2022 to 2 Dec 2022)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
  • CF2 Non Executive Director (29 Nov 2012 to 26 Apr 2017)
• Derek William Grant MacLeod

  IRN DWM01050

  • CF10 Compliance Oversight (5 Mar 2004 to 30 Jun 2005)
• Dionne Betty Sheila Middleton

  IRN DBM01036

  • CF26 Customer Trading (24 Sep 2003 to 1 Mar 2004)

No changes recorded yet.