Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donna-Louise Ritson

    IRN DXR00153

    • [FCA CF] Material risk taker (1 Jan 2022 to 14 May 2024)
    • [FCA CF] Significant management (1 Jan 2022 to 14 May 2024)
  • Edward Francis Rogerson

    IRN EFR01008

    • CF10 Compliance Oversight (24 Sep 2003 to 20 Feb 2004)
  • Elizabeth Jane Thorne

    IRN EJT01054

    • [FCA CF] Significant management (since 4 Aug 2025)
    • [FCA CF] Material risk taker (since 4 Aug 2025)
  • Ella Owen

    IRN EXO54779

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
  • Emma Louise Church

    IRN EXC00379

    • [FCA CF] Significant management (13 Aug 2024 to 31 Mar 2025)
  • Emma Victoria Jowett-Ive

    IRN EXJ00144

    • [FCA CF] Significant management (5 Aug 2024 to 1 Aug 2025)
  • Evelyn Brigid Bourke

    IRN EBB01009

    • CF2 Non Executive Director (28 Nov 2012 to 8 Feb 2017)
  • Gareth Jon Mason

    IRN GXM01492

    • CF26 Customer Trading (5 May 2004 to 31 Aug 2004)
  • Gavin Howard

    IRN GXH01382

    • SMF2 Chief Finance (2 Jun 2022 to 12 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2022)
    • CF1 Director (5 Feb 2019 to 8 Dec 2019)
  • Geoffrey Stephen Clarkson

    IRN GSC01054

    • CF2 Non Executive Director (16 Feb 2017 to 13 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.