Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Franklin Walton Adams

    IRN GFA01015

    • CF11 Money Laundering Reporting (24 Sep 2003 to 6 Oct 2003)
  • Gillian Batchelor

    IRN GXB00690

    • [FCA CF] Significant management (since 1 Oct 2025)
  • Glen Harman

    IRN GXH55021

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • Gordon Wilson

    IRN GXW00200

    • SMF13 Chair of the Nominations Committee (since 27 Jun 2024)
    • SMF9 Chair of the Governing Body (since 11 Nov 2022)
  • Helen Josephine Wallace-Smith

    IRN HXW00243

    • [FCA CF] Significant management (13 Aug 2024 to 5 Sep 2025)
  • Helen Wakeford

    IRN HMW01034

    • [FCA CF] Significant management (since 19 Jan 2026)
  • Hugh Male

    IRN HXM55022

    • [FCA CF] Significant management (1 Jan 2022 to 2 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 2 Dec 2025)
  • Iain Beattie McCoo

    IRN IBM01016

    • CF10a CASS Oversight function (21 Feb 2017 to 28 Jun 2019)
    • CF1 Director (23 Oct 2015 to 28 Jun 2019)
  • Iain Stuart Tait

    IRN IST01019

    • CF1 Director (6 Mar 2013 to 31 Dec 2016)
  • Ian George Ferguson

    IRN IGF01005

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.