Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Jenkins

    IRN ISJ01012

    • CF14 Risk Assessment (22 Jan 2004 to 30 Sep 2006)
  • JOHN BAKER

    IRN JXB03310

    • [FCA CF] Significant management (1 Jan 2022 to 1 Sep 2025)
    • [FCA CF] Material risk taker (12 Jan 2021 to 31 Dec 2021)
  • James Mailor Wilson

    IRN JMW01155

    • CF28 Systems and controls (14 Jan 2013 to 31 Oct 2014)
  • James Roger Cooper Hunt

    IRN JRH01096

    • CF2 Non Executive Director (3 Nov 2003 to 31 Dec 2012)
  • Jana Axford

    IRN JXA55037

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
  • Jane Elspeth Whittles

    IRN JEW01088

    • CF11 Money Laundering Reporting (9 Jan 2008 to 10 Mar 2010)
    • CF1 Director (17 Dec 2007 to 10 Mar 2010)
  • Janet Connor

    IRN JXC01366

    • CF8 Apportionment and Oversight (23 Feb 2004 to 29 Apr 2005)
  • Janet Regnart

    IRN JXR01486

    • CF20 Significant Mgt (Settlements) (16 Apr 2004 to 12 Dec 2006)
    • CF1 Director (24 Sep 2003 to 12 Dec 2006)
    • CF3 Chief Executive (24 Sep 2003 to 12 Dec 2006)
    • CF8 Apportionment and Oversight (24 Sep 2003 to 12 Dec 2006)
  • Jannette Hutchison

    IRN JXH01472

    • CF10 Compliance Oversight (29 Oct 2004 to 13 Oct 2005)
  • Jason Gardiner

    IRN JXG01005

    • [FCA CF] Significant management (since 9 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.