Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (27 Aug 2021 to 1 Oct 2021)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Feb 2021)
- CF2 Non Executive Director (15 Feb 2019 to 8 Dec 2019)
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- CF1 Director (3 Nov 2014 to 6 Jun 2017)
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- CF28 Systems and controls (14 Jan 2013 to 31 Oct 2014)
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- CF28 Systems and controls (14 Jan 2013 to 31 Oct 2014)
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- CF28 Systems and controls (14 Jan 2013 to 31 Oct 2014)
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- CF28 Systems and controls (14 Jan 2013 to 31 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.