Wellesley & Co Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments)
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Andrew Joseph John Turnbull
IRN AJT01211
- SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2021)
- SMF16 Compliance Oversight (since 21 May 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Feb 2019 to 8 Dec 2019)
Garret Graham Wellesley
IRN GGW01015
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Feb 2019 to 8 Dec 2019)
- CF3 Chief Executive (15 Feb 2019 to 8 Dec 2019)
Ian Charles Sholto Mckenzie
IRN ICM01045
- CF1 Director (15 Feb 2019 to 3 Oct 2019)
- CF10a CASS Oversight function (15 Feb 2019 to 3 Oct 2019)
James Mailor Wilson
IRN JMW01155
- SMF9 Chair of the Governing Body (9 Dec 2019 to 26 Feb 2021)
- CF2 Non Executive Director (15 Feb 2019 to 8 Dec 2019)
Martyn O'Connor
IRN MXO10461
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2021)
- CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Feb 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.