Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellesley & Co Limited
FRN 631197
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (15 Feb 2019 to 8 Dec 2019)
- CF3 Chief Executive (15 Feb 2019 to 8 Dec 2019)
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- CF1 Director (17 Nov 2008 to 3 Oct 2012)
- CF30 Customer (17 Nov 2008 to 1 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2010)
- CF3 Chief Executive (15 Feb 2006 to 29 Sep 2009)
- CF8 Apportionment and Oversight (2 Sep 2004 to 31 Oct 2007)
- CF1 Director (2 Sep 2004 to 30 Jun 2013)
- CF21 Investment Adviser (5 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.