Date authorised
1 April 2013
Companies House
06277530
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Charterhouse Mews
    London
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442037500008
  • Complaints Contact

    1 Charterhouse Mews
    London
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442037500008

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Donachie

    IRN AJD01142

    • CF10 Compliance Oversight (16 Apr 2009 to 7 Sep 2010)
  • Carl Androsiuk

    IRN CMA01046

    • [FCA CF] Client dealing (10 Jun 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (10 Jun 2024 to 31 Dec 2024)
    • [FCA CF] Significant management (10 Jun 2024 to 31 Dec 2024)
  • Christopher Charles Hume

    IRN CCH01049

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (20 Sep 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Sep 2010 to 8 Dec 2019)
  • Craig Reeves

    IRN CXR01110

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (30 Mar 2009 to 31 Oct 2011)
    • CF1 Director (30 Mar 2009 to 31 Oct 2011)
    • CF30 Customer (10 Dec 2008 to 8 Dec 2019)
  • David Antony Bryan Curling

    IRN DAC01120

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (17 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2008 to 1 Apr 2009)
    • CF1 Director (17 Nov 2008 to 8 Dec 2019)
    • CF3 Chief Executive (17 Nov 2008 to 1 Apr 2009)
  • Deborah Ann Winward

    IRN DAH01192

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (17 Nov 2008 to 7 Sep 2010)
    • CF1 Director (17 Nov 2008 to 8 Dec 2019)
  • Garret Graham Wellesley

    IRN GGW01015

    • CF30 Customer (17 Nov 2008 to 1 Oct 2012)
    • CF1 Director (17 Nov 2008 to 3 Oct 2012)
  • Iain Oliver Fulton

    IRN IOF01001

    • [FCA CF] Client dealing (14 Jan 2021 to 15 Sep 2025)
  • Michael Anthony Romanek

    IRN MAR01162

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (9 Mar 2010 to 25 Nov 2013)
    • CF2 Non Executive Director (3 Dec 2009 to 8 Dec 2019)
  • Nicholas Peter Wride

    IRN NPW01046

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2022)
    • CF2 Non Executive Director (1 Dec 2010 to 25 Nov 2013)
    • CF30 Customer (9 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.