Date authorised
1 April 2013
Companies House
06277530
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Charterhouse Mews
    London
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442037500008
  • Complaints Contact

    1 Charterhouse Mews
    London
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442037500008

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Edward Large

    IRN REL01020

    • CF1 Director (17 Nov 2008 to 30 Jan 2009)
    • CF30 Customer (17 Nov 2008 to 30 Jan 2009)
    • CF3 Chief Executive (17 Nov 2008 to 30 Jan 2009)
  • Robert McGregor

    IRN RXM01292

    • SMF3 Executive Director (14 Oct 2020 to 20 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2022)
    • CF30 Customer (26 Oct 2011 to 8 Dec 2019)
  • Simon Black

    IRN SJB01528

    • [FCA CF] Client dealing (since 29 May 2024)
    • [FCA CF] Significant management (since 29 May 2024)
    • [FCA CF] Manager of certification employee (since 29 May 2024)
  • Tatiana Pyatigorskaya

    IRN TXP01333

    • [FCA CF] Manager of certification employee (since 29 May 2024)
    • [FCA CF] Client dealing (since 29 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.